Securities Law and Capital Marketing Advisory
KPRC has an active Securities Law & Capital Markets practice covering the entire spectrum of capital markets activities for listed companies. Our lawyers have significant experience in transaction structuring, transaction advisory, and regulatory matters. Being result-oriented, our approach focuses on building a deep understanding of every client’s requirements and the complexity of their transactions in order to offer effective legal solutions.
Our Securities Laws & Capital Markets team acts as domestic counsel to fundraising programs such as IPOs, QIB placements, rights offerings, Institutional Placement Program, follow-on public offers. The team also acts as legal advisors to acquirers/merchant bankers in public takeovers, corporate restructuring (buy-backs, delisting, relisting, mergers, reverse mergers, demergers). We have advised promoters and institutions on dealings in secondary markets including block deals and have undertaken regulatory audits of listed companies. We regularly advise clients on securities law issues pertaining to insider trading laws, disclosures under the listing agreements to mitigate the possibility of litigation arising out of unfair trade practices in the securities market and on corporate governance issues. The team handholds unlisted companies and their promoters by providing guidance from the preparatory stage for an IPO down to meeting all the post-IPO disclosure obligations.
Due to unparalleled understanding of securities regulations, KPRC also provides advisory services to market intermediaries/investors like mutual funds, foreign institutional investors, stockbrokers, merchant bankers, portfolio managers, depository participants, etc. in the area of regulatory compliances that are prescribed by the Securities and Exchange Board of India. Our team also provides legal assistance by representing clients before the investigating authorities, the adjudicating officer, and the Securities Appellate Tribunal.